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Information on insider dealing statistics - November 2022
FCA provides information on enforcement action in relation to insider dealing. -
Financial promotions quarterly data 2022 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022. -
Information on retirement income - November 2022
FCA provides information on retirement income market data 2021/22. -
Borrowers in Financial Difficulty following the Coronavirus pandemic – Key Findings [pdf]
Borrowers in Financial Difficulty following the Coronavirus pandemic – Key Findings. -
Borrowers in financial difficulty following the coronavirus pandemic - key findings
We detail our findings from our review of firms’ treatment of borrowers in financial difficulty after the pandemic. We include areas all firms must improve on. -
PS22/12: Pensions Dashboards rules for pension providers [pdf]
Feedback on CP22/3 and our final rules and guidance. -
Final Notice 2022: First Choice Auto Limited [pdf]
This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. We imposed a cancellation. -
Final Notice 2022: Leo's Motors (UK) Ltd [pdf]
This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. We imposed a cancellation. -
Final Notice 2022: Seidel & Co LLC, London Branch [pdf]
This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. We imposed a cancellation. -
PS22/12: Pensions Dashboards rules for pension providers
Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards.