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Modification by consent for EEA Intermediaries: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP [pdf]
Find out more about modification by consent for EEA Intermediaries: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP -
Final Notice 2022: John Gordon (trading as Magic Cycles) [pdf]
This final notice (John Gordon - trading as Magic Cycles) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2022: Tag Autosport Limited [pdf]
This final notice (Tag Autosport Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Notification following entry into supervised run-off (payments and e-money) [pdf]
Direction covering the notification to the FCA of an EEA payments and e-money institution’s entry into the Supervised run-off regime within the UK’s financial services regime. -
Notification following entry into Contractual run-off (payments and e-money) [pdf]
Direction covering the notification to the FCA of an EEA payments and e-money institution’s entry into the contractual run-off regime within the UK’s financial services regime. -
Information on rate mortgages - October 2022
FCA provides information on rate mortgages. -
FS23/6: Artificial Intelligence and Machine Learning
We asked for your input on the role supervisory authorities should have in supporting the safe and responsible adoption of AI in UK financial services.. -
DP22/5: The potential competition impacts of Big Tech entry and expansion in retail financial services [pdf]
This discussion paper asks for views on the possible benefits and harms from Big Tech firms’ entry into financial services -
CP22/20: Sustainability Disclosure Requirements (SDR) and investment labels [pdf]
In this Consultation Paper (CP), we are proposing new rules to help consumers navigate an increasingly complex investment product landscape, protect them from greenwashing, and rebuild trust. -
Occasional Paper 62: Matter of fact-sheets: improving consumer comprehension of financial sustainability disclosures [pdf]
To learn how disclosures could help inform consumers, we undertook a programme of behavioural research on sustainability disclosures for investment products.