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Showing 5811 to 5820 of 18816 search results.

  1. Information on crypto asset businesses - October 2022

    FOI releases

    Published: 11/10/2022

    Last modified: 17/08/2023

    FCA provides information on registration of crypto asset businesses.

  2. Information on claims management companies - October 2022

    FOI releases

    Published: 11/10/2022

    Last modified: 14/08/2023

    FCA provides information on claims management companies (CMCs).

  3. Information on retirement interest only mortgages - October 2022

    FOI releases

    Published: 11/10/2022

    Last modified: 14/08/2023

    FCA provides information on Retirement Interest Only Mortgages.

  4. Research Note: AI in UK financial services

    FCA research

    Published: 10/10/2022

    Last modified: 03/12/2025

    This joint report with the Bank of England presents findings from the 2024 survey on AI in UK financial services.

  5. FCA Authorisations update [pdf]

    Corporate documents

    Published: 10/10/2022

    FCA Authorisations update - October 2022.

  6. Information on compliance cases - October 2022

    FOI releases

    Published: 10/10/2022

    Last modified: 14/08/2023

    FCA provides information on compliance cases opened in last 5 calendar years.

  7. FCA Authorisations Update - October 2022 Annex 1 [pdf]

    Corporate documents

    Published: 10/10/2022

    FCA Authorisations Update - October 2022 Annex 1.

  8. Whistleblowing quarterly data 2022 Q2

    Data

    Published: 07/10/2022

    Last modified: 07/10/2022

    Our data shows the number of new whistleblowing reports the FCA received in April to June 2022 and the allegations they featured.

  9. Final Notice 2022: Simon Tyson [pdf]

    Final notices

    Published: 06/10/2022

    This Final Notice (Simon Tyson) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial penalty

  10. FCA response to Complaint's Commisioneer's Report FCA001677 [pdf]

    Published: 06/10/2022

    The FCA response to Complaint's Commissioner's Report FCA001677
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