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  1. Final Notice 2022: Sigma Broking Limited [pdf]

    Final notices

    Published: 06/10/2022

    This Final Notice (Sigma Broking Limited) refers to breaches of SUP 17, SUP 15, PRIN 3 and Article 16 of MAR related to market abuse and transaction reporting failures in the trading firm sector. We imposed a financial penalty.

  2. FCA letter to Department for Work and Pensions (DWP) on TPSVI actions [pdf]

    Correspondence

    Published: 06/10/2022

    FCA’s response to the Taskforce on Pension Scheme Voting Implementation’s (TPSVI) report and recommendations.

  3. Notification of entry into supervised run-off following cancellation of a temporary permission [docx]

    Forms

    Published: 06/10/2022

    Last modified: 02/01/2024

    Firms that previously passported into the UK under Schedule 3 or Schedule 4 to FSMA and were in the Temporary Permissions Regime.

  4. Final Notice 2022: Empire Motor Group Ltd [pdf]

    Final notices

    Published: 06/10/2022

    This final notice (Empire Motor Group Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

  5. Retirement income market data 2021/22

    Data

    Published: 06/10/2022

    Last modified: 25/09/2023

    This page provides analysis of the latest data from firms on the retirement income market for 2021/22.

  6. Notification of entry into supervised run-off following cancellation of a transitional authorisation [docx]

    Forms

    Published: 06/10/2022

    Last modified: 02/01/2024

    EEA authorised payment institutions, EEA registered account information service providers and EEA authorised electronic money institutions that were in the Temporary Permissions Regime.

  7. Underlying data for retirement income market 2021/22 [xlsx]

    Data

    Published: 06/10/2022

    This data focuses on retirement income market covering the year from 1 April 2021 to 31 March 2022.

  8. FCA Portfolio: High cost lending letter 2022 [pdf]

    Portfolio letters

    Published: 06/10/2022

    This letter provides FCA’s updated view of the key risks that High Cost Lenders pose to their consumers or the markets they operate in. It is important that firms during the cost of living that firms proactively take steps to manage and mitigate

  9. Retirement income market interactive analysis 2021/22

    Data

    Published: 06/10/2022

    Last modified: 06/10/2022

    View interactive dashboards of the retirement income market, based on the 2021/22 data.

  10. Final Notice 2022: Wakefield Motor House Ltd [pdf]

    Final notices

    Published: 05/10/2022

    This final notice (Wakefield Motor House Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.
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