Publications

Showing 5891 to 5900 of 18816 search results.

5891. Information on senior manager appointments - August 2022

      FOI releases

      Published: 09/08/2022

      Last modified: 14/08/2023

      The FCA provides information information on senior manager appointments.

5892. Final Notice 2022: Sir Christopher Gent [pdf]

      Final notices

      Published: 05/08/2022

      Last modified: 12/08/2022

      This Final Notice (Sir Christopher Gent) refers to breaches of the Market Abuse Regulations related to unlawful disclosure of inside information in the issuers sector. We imposed a financial penalty

5893. Whistleblowing quarterly data 2022 Q1

      Data

      Published: 04/08/2022

      Last modified: 04/08/2022

      Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured.

5894. Information on number of approved applications - August 2022

      FOI releases

      Published: 04/08/2022

      Last modified: 14/08/2023

      The FCA provides information information on Number of approved applications.

5895. Information on monthly cyber incidents for fund administration firms - August 2022

      FOI releases

      Published: 04/08/2022

      Last modified: 14/08/2023

      The FCA provides information on cyber incidents for firms that provide administration services to fund management companies.

5896. PS22/11: Improvements to the Appointed Representatives regime [pdf]

      Policy statements

      Published: 03/08/2022

      This Policy Statement (PS) summarises and responds to feedback received to Chapters 3 and 4 of our CP.

5897. FCA Board Minutes: 23 June 2022 [pdf]

      Meeting minutes

      Published: 03/08/2022

      Minutes of the FCA Board meeting held on 23 June 2022.

5898. CP22/15: Calculating redress for non-compliant pension transfer advice [pdf]

      Consultation papers

      Published: 02/08/2022

      CP22/15: Calculating redress for non-compliant pension transfer advice.

5899. Legal Opinion by Michael Furness QC [pdf]

      External research

      Published: 02/08/2022

      Legal Opinion by Michael Furness QC.

5900. 2022 letter to Remuneration Committee [pdf]

      Correspondence

      Published: 02/08/2022

      A letter to the remuneration committee to set out our remuneration approach this year.