Publications
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PS22/11: Improving the Appointed Representatives regime
We set out the final rules for the Appointed Representative regime to enhance consumer protection. We also respond to feedback to CP21/34 -
Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report [pdf]
Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report -
PS22/10: Strengthening our financial promotion rules for high‑risk investments and firms approving financial promotions [pdf]
This Policy Statement (PS) summarises the feedback we received to CP22/2. It sets out our final policy position and Handbook rules, which are designed to strengthen the regime for how high-risk investments (HRIs) can be promoted -
CP22/14: Broadening retail access to the long-term asset fund [pdf]
This consultation therefore sets out proposals for broadening the retail distribution of the LTAF to more categories of retail investors, whilst including further nvestor protections. -
PS22/10: Strengthening our financial promotion rules for high-risk investments and firms approving financial promotions
Our final policy and handbook rules for high-risk investments subject to our financial promotion rules and for firms communicating and approving financial promotions. -
Hospitality and gifts log, April – June 2022 [pdf]
Hospitality and gifts received by the FCA’s Chairman, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors. -
Nikhil Rathi, diary engagements, April - June 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Mark Steward, diary engagements, April - June 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Jessica Rusu, diary engagements, April - June 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Sheree Howard, diary engagements, April - June 2022 [pdf]
External meetings (excludes meetings with regulated firms).