Publications

Showing 6251 to 6260 of 18820 search results.

6251. Final Notice 2022: Green Energy Together Limited [pdf]

      Final notices

      Published: 29/03/2022

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

6252. Regulatory Sandbox Guide [pdf]

      Published: 28/03/2022

      Regulatory Sandbox Guide

6253. Innovation Pathways Guide [pdf]

      Published: 28/03/2022

      Innovation Pathways Guide

6254. Innovation Pathways - Authorisation guide [pdf]

      Published: 28/03/2022

      Authorisation guide for firms developing automated advice models.

6255. Regulatory Sandbox eligibility criteria [pdf]

      Published: 28/03/2022

      Regulatory Sandbox eligibility criteria.

6256. Innovation Pathways eligibility criteria [pdf]

      Published: 28/03/2022

      Innovation Pathways eligibility criteria.

6257. FOI9071 Annex A [xlsx]

      FOI releases

      Published: 25/03/2022

      The FCA provides data on whistleblowing reports.

6258. Handbook Notice 97 [pdf]

      Handbook

      Published: 25/03/2022

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 March 2022.

6259. CP22/5: Proposed changes to allow companies to use a more up to date electronic format for their annual financial reports [pdf]

      Consultation papers

      Published: 25/03/2022

      This consultation applies to issuers who follow Disclosure, Guidance and Transparency Rules (DTR) 4.1.

6260. PS22/2: PRIIPs – Final scope Rules and amendments to Regulatory Technical Standards [pdf]

      Policy statements

      Published: 25/03/2022

      This Policy Statement summarises the feedback received to CP 21/23 and outlines our final policy position