Publications
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PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards
In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position. -
CP22/5: Proposed changes to allow companies to use a more up to date electronic format for their annual financial reports
We propose to change the definition of UKSEF 2022 in Article 2(4B) of the Transparency Directive (TD) ESEF Regulation so that it refers to UKSEF 2022 v2.0.0 instead of v1.0.0. -
Primary Market Bulletin 39
This edition of the FCA’s Primary Market Bulletin covers the removal of temporary measures for issuers introduced during the coronavirus pandemic. -
FOI9057 Annex A [xlsx]
The FCA provides data on the Senior Manager Functions. -
Corporate - Notification for Change in Controller (Section 178 notice) [doc]
This form should be completed by a director of a corporate entity that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm. -
Information on the Senior Manager Functions - March 2022
The FCA provides data on the Senior Manager Functions. -
Portfolio Letter: Our custody and fund services supervision strategy [pdf]
FCA Portfolio Letter: Our custody and fund services supervision strategy. -
Information on Appointed representatives and firms authorised to advise on mortgages - March 2022
The FCA provides data on Appointed representatives and firms authorised to advise on mortgages. -
Research Note: Do consumers understand the risks associated with different ways of saving? [pdf]
For consumers to be able to make good saving decisions, it is important that they understand the risks and potential returns associated with different ways of saving. -
Research Note: Do consumers understand the risks associated with different ways of saving?
We use the FCA’s Financial Lives survey to explore the extent to which consumers understand the risks and potential returns associated with different ways of saving.