Publications

Showing 6571 to 6580 of 18820 search results.

6571. Final Notice 2021: Roman Claims Limited [pdf]

      Final notices

      Published: 26/11/2021

      This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

6572. Handbook Notice 93 [pdf]

      Handbook

      Published: 26/11/2021

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 21 October 2021, 2 November 2021 and 25 November 2021.

6573. Cancellation of Part 4A permission form [docx]

      Forms

      Published: 26/11/2021

      Last modified: 07/06/2023

      Cancellation of Part 4A permission form

6574. Variation of Permission application for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers - Notes [docx]

      Forms

      Published: 26/11/2021

      Last modified: 07/06/2023

      Variation of Permission application for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers - Notes

6575. Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers [docx]

      Forms

      Published: 26/11/2021

      Last modified: 07/06/2023

      Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers

6576. Form E - Internal transfer of a permission performing a controlled function for dual-regulated firms [docx]

      Forms

      Published: 26/11/2021

      Last modified: 16/07/2026

      Form E - Internal transfer of a permission performing a controlled function for dual-regulated firms

6577. Variation of Permission (VOP) for Investment Business - Notes [docx]

      Forms

      Published: 26/11/2021

      Last modified: 07/06/2023

      Variation of Permission (VOP) for Investment Business - Notes

6578. Variation of Permission (VOP) for Investment Business [docx]

      Forms

      Published: 26/11/2021

      Last modified: 07/06/2023

      Variation of Permission (VOP) for Investment Business

6579. Variation of Permission (VOP) for Home Finance Mediation and General Insurance Distribution Activities [docx]

      Forms

      Published: 26/11/2021

      Last modified: 07/06/2023

      Variation of Permission (VOP) for Home Finance Mediation and General Insurance Distribution Activities

6580. Variation of Permission (VOP) for Mortgage and General Insurance - Notes [docx]

      Forms

      Published: 26/11/2021

      Last modified: 07/06/2023

      Variation of Permission (VOP) for Mortgage and General Insurance - Notes