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Form I - Application to add, vary or remove a conditional approval for the performance of a senior management function [docx]
Form I - Application to add, vary or remove a conditional approval for the performance of a senior management function -
PS21/17: Implementation of Investment Firms Prudential Regime [pdf]
This policy statement summarises the feedback we received to CP21/26 and sets out our responses and final rules. -
Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries [docx]
Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries -
Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries - Notes [docx]
Variation of Permission (VOP) for funeral plan providers and funeral plan intermediaries - Notes -
Variation of Permission (VOP) for Consumer Credit - Notes [docx]
Variation of Permission (VOP) for Consumer Credit - Notes -
Variation of Permission (VOP) for Consumer Credit [docx]
Variation of Permission (VOP) for Consumer Credit -
Variation of Permission (VOP) for Claims Management - Notes [docx]
Variation of Permission (VOP) for Claims Management - Notes -
Variation of Permission (VOP) for Claims Management [docx]
Variation of Permission (VOP) for Claims Management -
PS21/16: Issuing statutory notices – a new approach to decision makers
We are reforming our decision-making process so we can make faster and more effective decisions. This will help us improve how we tackle firms and individuals who do not meet the required regulatory standards. -
PS21/17: A new UK prudential regime for MiFID investment firms
This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime.