Publications
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Jeannette Lichner, Non-Executive Director, diary engagements, July – September 2021 [pdf]
External meetings excluding meetings with regulated firms, 1 July – 30 September 2021 -
Charles Randell, Chair, diary engagements, July – September 2021 [pdf]
External meetings excluding meetings with regulated firms, 1 July – 30 September 2021 -
UK MiFID transparency calculations
This page contains updates on the UK MiFID transparency calculations and the latest published data. -
Information in relation to FCA exercise of competition enforcement powers - November 2021
The FCA provides information regarding what actions it took in relation to competition enforcement powers. -
Information on applications for Authorisation/Part 4a permission rejected - November 2021
The FCA provides data on the number of Applications for Authorisation/Part 4a Permission that have been rejected per month since 1 January 2020 to 30 September 2021. -
Early careers: how to apply [pdf]
How to apply for FCA graduate & summer internships. -
Transcript: InvestSmart campaign video – Hype [pdf]
Video transcript for the the FCA's InvestSmart campaign, focusing on hype. -
Transcript: InvestSmart campaign video – Risk [pdf]
Video transcript for the the FCA's InvestSmart campaign, focusing on risk. -
DP21/4: Sustainability Disclosure Requirements (SDR) and investment labels [pdf]
In this Discussion Paper, we are seeking initial views on SDR disclosure requirements for asset managers and certain FCA-regulated asset owners, as well as the sustainable investment labelling system -
Warning Notice Statement 21/4 [pdf]
The Financial Conduct Authority gave a firm a Warning Notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement.