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FCA response to the Complaints Commissioner's Report: FCA00806 [pdf]
The FCA's response to the Complaints Commissioner's Report: FCA00806 -
FCA response to the Complaints Commissioner's Report: FCA001167 [pdf]
The FCA's response to the Complaints Commissioner's Report: FCA001167 -
Final Notice 2021: Colin Bermingham [pdf]
This Final Notice (Colin Bermingham) refers to breaches of FIT related to Lack of fitness/propriety in the Investment Banking. We imposed a prohibition. -
Regulatory Initiatives Grid - November 2021 Excel version [xlsx]
This Excel version of the grid is produced by the Financial Services Regulatory Initiatives Forum. There are 134 initiatives in the November Regulatory Initiatives Grid. -
Regulatory Initiatives Grid - November 2021 [pdf]
This grid is produced by the Financial Services Regulatory Initiatives Forum. This fourth edition of the Grid contains 134 initiatives, an increase on the 128 in the second edition published in May 2021. -
Financial Services Regulatory Initiatives Forum - Minutes: October 2021 [pdf]
Financial Services Regulatory Initiatives Forum meeting minutes October 2021. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition -
Sheldon Mills allowances and expenses: April 2021 - March 2022 [pdf]
Summary of allowances and expenses claimed by Sheldon Mills, including hospitality given outside the FCA. -
Liam Coleman allowances and expenses: April 2021 - March 2022 [pdf]
Liam Cunningham allowances and expenses: April 2021 - March 2022 -
Alice Maynard allowances and expenses: April 2021 - March 2022 [pdf]
Summary of allowances and expenses claimed by Alice Maynard including hospitality given outside the FCA. -
Charles Randell allowances and expenses: April 2021 - March 2022 [pdf]
Summary of allowances and expenses claimed by Charles Randell including hospitality given outside the FCA.