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Final Notice 2020: Just Bank Claims Limited [pdf]
This final notice (Just Bank Claims Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2020: Guardian Home Improvements Limited [pdf]
This final notice (Guardian Home Improvements Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Great Park Mtr Co Ltd [pdf]
This final notice (Great Park Mtr Co Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Red Tree Motor Company Limited [pdf]
This final notice (Red Tree Motor Company Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
PS21/6: Implementation of Investment Firms Prudential Regime
We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID). -
Information about fines and investigations - December 2020
The FCA provides data on information about fines and investigations. -
Information on the number of sales transactions for mortgages - December 2020
The FCA provides data on Retirement Interest Only mortgage sales and a monthly log of how many mortgage sales (excluding Lifetime Mortgages & Retirement Interest Only Mortgages) sold for over 55s. -
Information on FCA’s investigations into transactions reports - December 2020
The FCA provides data on the FCA’s investigations into transactions reports. -
Handbook Notice 83 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the FCA Board under its legislative and other statutory powers on 7 December 2020 and 10 December 2020. -
Information on phising scams - December 2020
The FCA provides information about the total number of suspected phishing and scam emails, texts and voice calls reported to it over January to September 2020.