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MS17/2.2: Annex 7 [pdf]
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MS17/2.2: Wholesale Insurance Broker Market Study - Final report [pdf]
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MS17/2.2: Annex 5 [pdf]
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FWD Research: Client research into the Wholesale Insurance market [pdf]
In November 2017, the FCA launched a market study into the London Insurance Market (LIM) wholesale insurance broking market to consider how competition is working in the sector. FWD Research was commissioned by the FCA to conduct qualitative -
MS17/2: Wholesale Insurance Broker Market Study
We have published the final report for our Wholesale Insurance Broker Market Study, concluding that while there is room for improvement, we have not found evidence of significant levels of harm that merit the introduction of intrusive remedies. As a -
Authorisation process for payments firms video: transcript [pdf]
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Memorandum of Understanding between the Information Commissioner and the Financial Conduct Authority [pdf]
Memorandum of Understanding (MOU) between the Information Commissioner (ICO) and the Financial Conduct Authority (FCA). -
Gabriel DRG change log v48 [pdf]
The Data Reference Guide (DRG) specifies the required format for XML regulatory data which can be submitted to the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA). This document catalogues all changes to the XMLs per -
Final Notice 2019: ACW Cars Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Northway Trading & Export Ltd [pdf]
This final notice (Northway Trading & Export Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.