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  1. FCA/TN/203.4 consultation [pdf]

    Primary market

    Published: 07/02/2019

  2. FCA/PN/913.1 consultation [pdf]

    Primary market

    Published: 07/02/2019

  3. FCA/PN/912.1 consultation [pdf]

    Primary market

    Published: 07/02/2019

  4. FCA/pn/908.2 consultation [pdf]

    Primary market

    Published: 07/02/2019

  5. FCA Board Minutes: 12 and 13 December 2018 [pdf]

    Meeting minutes

    Published: 07/02/2019

  6. FG19/1: Primary Market Bulletin No. 20

    Finalised guidance

    Published: 07/02/2019

    Last modified: 07/02/2019

    The FCA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 20.

  7. GC19/1: Primary Market Bulletin No. 20

    Guidance consultations

    Published: 07/02/2019

    Last modified: 08/11/2019

    GC19/1: Primary Market Bulletin No. 20

  8. Final Notice 2019: Paul Stephany [pdf]

    Final notices

    Published: 05/02/2019

    This Final Notice (Paul Stephany) refers to breaches by an individual of Statement of Principle 2 and 3 relating to failing to observe proper standards of market conduct and failing to act with due skill, care and diligence in the asset management

  9. FSCS Supplementary Levies 2018/2019 [pdf]

    Fees information

    Published: 05/02/2019

    On 31 January we confirmed the decision to raise 3 FSCS supplementary levies. This letter from the FSCS outlines the supplementary levies due this year relating to the Life and Pensions Intermediation class, with costs falling against the retail pool

  10. Small registered UK AIFM change form [docx]

    Forms

    Published: 05/02/2019

    Please use this form to notify us of changes to your registration as a small registered UK AIFM, this includes registration as a EuSEF manager or EuVECA manager.
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