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Form MMF [docx]
Application for FCA authorisation of a Money Market Fund under Article 5 of the Money Market Funds Regulation and notification under Part 6 of the UK AIFM Regulations of a new fund under management (where applicable). -
Final Notice 2018: Barbers Box Ltd [pdf]
This final notice (Barbers Box Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: David James Young [pdf]
This final notice (David James Young) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Financial Lives Survey 2017 UK data questions [csv]
Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products -
The financial lives of consumers across the UK - Key findings from the FCA’s Financial Lives Survey 2017 [pdf]
This FCA report analyses the results from the Financial Lives Survey 2017 geographically. -
Institutional Disclosure Working Group: Summary of discussion 24 May 2018 [pdf]
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The FCA’s response to the Complaints Commissioner’s Report FCA00425 [pdf]
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Financial Lives Survey 2017: Data Tables: Volume 8 - Pension decumulation 1 [xlsx]
This volume of tables contains questions on: Pension decumulation 1 (planning to decumulate in next 2 years). The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the -
Financial Lives survey
Financial Lives is the FCA's flagship nationally representative survey of UK consumers. It provides information about consumers’ attitudes towards managing their money, the financial products they have and their experiences of engaging with -
Final Notice 2018: Metlife Ltd [pdf]
This final notice refers to breaches of Principle 4, COND and MIPRU related to failing to in the general insurance and protection sector. We imposed a cancellation.