Publications

Showing 10811 to 10820 of 18820 search results.

10811. Primary Market Bulletin Issue 19 [pdf]

       Newsletters

       Published: 11/06/2018

       This edition covers our consultation on a proposed update to our existing technical note on periodic financial

10812. Dear CEO letter: Cryptoassets and financial crime [pdf]

       Dear CEO letters

       Published: 11/06/2018

       The FCA writes to firms regarding good practice for how they should handle the financial crime risks posed by cryptoassets.

10813. GC18/3: Primary Market Bulletin No. 19

       Guidance consultations

       Published: 11/06/2018

       Last modified: 31/07/2018

       We are consulting on the following changes that we are proposing to make to the Knowledge Base.

10814. Final Notice 2018: Darren Colvin Cummings [pdf]

       Final notices

       Published: 08/06/2018

       This FCA final notice (Darren Colvin Cummings) refers to breaches of APER 1 and FIT relating to a lack of fitness and/propriety in the general insurance and mediation sector. We imposed a fine and prohibition.

10815. PS18/11: Sovereign controlled companies: Feedback to CP17/21 and Final Rules [pdf]

       Policy statements

       Published: 08/06/2018

10816. PS18/11: Sovereign controlled companies

       Policy statements

       Published: 08/06/2018

       Last modified: 08/06/2018

       In this Policy Statement we respond to feedback arising from CP17/21 (PDF) and publish final rules for a new category within premium listing open to sovereign controlled companies. Issuers will be able to seek admission to the new category from 1

10817. Data Bulletin June 2018: The retail intermediary sector

       Data

       Published: 07/06/2018

       Last modified: 06/09/2018

       This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR).

10818. FCA service standards - May 2018 [pdf]

       Corporate documents

       Published: 07/06/2018

       The FCA has important standards to meet its 3 operational objectives. These standards reflect how timely and effective FCA's interactions with firms, consumers, and others have been. This document lists these ‘service standards’ and how well the

10819. Final Notice 2018: DW Clothing [pdf]

       Final notices

       Published: 07/06/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10820. FCA Data Bulletin: June 2018 [pdf]

       Data

       Published: 07/06/2018

       This edition focuses on analysis of the intermediaries sector, based on data from our Retail Mediation Activities Return (RMAR).