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  1. Final Notice 2017: Ann Burke [pdf]

    Final notices

    Published: 31/03/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2017: Central Auto Care Ltd [pdf]

    Final notices

    Published: 31/03/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2017: Home Systems AV LLP [pdf]

    Final notices

    Published: 31/03/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  4. Skilled person panel lot descriptions [pdf]

    Documents

    Published: 31/03/2017

    Last modified: 02/04/2026

    Descriptions for skilled person panel Lots.
  5. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 23 February 2017.
  6. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 22 November 2016.
  7. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 14 November 2016.
  8. Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 6 December 2016.
  9. Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 6 October 2016.
  10. Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 26 January 2017.
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