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Showing 351 to 360 of 18798 search results.

  1. Information on change in control applications - April 2026

    FOI releases

    Published: 24/04/2026

    Last modified: 29/05/2026

    FCA provides information on change in control applications
  2. Cyber Coordination Group insights 2025

    Good and poor practice

    Published: 24/04/2026

    Last modified: 24/04/2026

    This is a summary of discussions held throughout 2025 with industry members of our Cyber Coordination Group (CCG) programme. 
  3. Insolvency practitioner panel [pdf]

    Documents

    Published: 23/04/2026

    The FCA insolvency practitioner panel supports the effective management of insolvencies involving authorised firms.
  4. Final Notice 2026: Sapia Partners LLP [pdf]

    Final notices

    Published: 23/04/2026

    This Final Notice (Sapia Partners LLP) refers to breaches of PRIN 10 and CASS 7 related to inadequate organisational arrangements concerning client money/assets in the Asset Management sector. We imposed a public censure.
  5. Transcript: Supercharged Sandbox showcase [pdf]

    Transcripts

    Published: 23/04/2026

    Transcript for showreel from the FCA Supercharged Sandbox in January 2026.
  6. Understanding the advice market: financial advice firms survey 2025

    Data

    Published: 23/04/2026

    Last modified: 23/04/2026

    This report presents findings from the FCA’s 2025 survey of financial advice firms.
  7. PS26/6: Senior Managers & Certification Regime review [pdf]

    Policy statements

    Published: 22/04/2026

    The FCA sets out the first phase of reforms to the Senior Managers & Certification Regime.
  8. Final Notice 2026: Sid Car Sales Limited [pdf]

    Final notices

    Published: 22/04/2026

    This Final Notice refers to a failure to carry on regulated activities. We imposed a cancellation.  
  9. PISCES Approval Notice: Asset Match Limited [pdf]

    Information sheets

    Published: 22/04/2026

    Asset Match Limited is approved to operate a Private Intermittent Securities and Capital Exchange System as a sandbox entrant.
  10. Information on pre-application support service (PASS) - April 2026

    FOI releases

    Published: 22/04/2026

    Last modified: 29/05/2026

    FCA provides information on pre-application support service (PASS)
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