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Final Notice 2026: Sapia Partners LLP [pdf]
This Final Notice (Sapia Partners LLP) refers to breaches of PRIN 10 and CASS 7 related to inadequate organisational arrangements concerning client money/assets in the Asset Management sector. We imposed a public censure. -
Transcript: Supercharged Sandbox showcase [pdf]
Transcript for showreel from the FCA Supercharged Sandbox in January 2026. -
Understanding the advice market: financial advice firms survey 2025
This report presents findings from the FCA’s 2025 survey of financial advice firms. -
PS26/6: Senior Managers & Certification Regime review [pdf]
The FCA sets out the first phase of reforms to the Senior Managers & Certification Regime. -
Final Notice 2026: Sid Car Sales Limited [pdf]
This Final Notice refers to a failure to carry on regulated activities. We imposed a cancellation. -
PISCES Approval Notice: Asset Match Limited [pdf]
Asset Match Limited is approved to operate a Private Intermittent Securities and Capital Exchange System as a sandbox entrant. -
Information on pre-application support service (PASS) - April 2026
FCA provides information on pre-application support service (PASS) -
Final Notice 2026: The Mortgage Place Ltd [pdf]
This Final Notice refers to a failure to carry on regulated activities. We imposed a cancellation. -
PS26/6: Senior Managers and Certification Regime review
We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms. -
Managing potential risks from inactive appointed representatives
Read our review of good practice and areas for improvement we have seen in our supervisory work related to inactive appointed representatives (ARs).