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Final Notice 2026: The Mortgage Place Ltd [pdf]
This Final Notice refers to a failure to carry on regulated activities. We imposed a cancellation. -
PS26/6: Senior Managers and Certification Regime review
We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms. -
Managing potential risks from inactive appointed representatives
Read our review of good practice and areas for improvement we have seen in our supervisory work related to inactive appointed representatives (ARs). -
Innovation insights [pdf]
This report brings together what the FCA is learning from fintech market developments and how firms engage with our innovation services. -
Innovation insights 2025
Fintech is moving fast – this report explores what’s changing, shifting risks, and how FCA innovation services are helping firms test and scale responsibly. -
Information on number of financial advisers by age - April 2026
FCA information on number of financial advisers by age -
Market soundings in UK equity capital markets – wholesale banks
The FCA analysed the impact of market soundings on market quality in equity capital market (ECM) transactions in UK listed shares. These are the findings. -
The FCA’s response to the Complaints Commissioner’s Report on GAP Insurance [pdf]
The FCA’s response to the Complaints Commissioner’s Report on GAP Insurance. -
Information on protection sales - April 2026
FCA provides information on protection sales -
Cancellation of society registrations in 2025-2026 [pdf]
Cancellation of society registrations during the financial year 2025-2026.