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  1. Final Notice 2023: Ray Alan Davis [pdf]

    Final notices

    Published: 15/11/2023

    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.
  2. First Supervisory Notice 2023: KBFS Financial Limited [pdf]

    Supervisory notices

    Published: 15/11/2023

    We have imposed a number of restrictions on KBFS Financial Limited preventing it from carrying on any regulated activities and restricting access to its assets.
  3. Authorisations operating service metrics 2023/24 Q2 [pdf]

    Data

    Published: 15/11/2023

    This 2023/24 Q2 update covers the FCA's progress on service standards for authorisations case work.
  4. FCA Authorisations operating service metrics 2023/24 Q2

    Data

    Published: 15/11/2023

    Last modified: 03/12/2025

    The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers July to September 2023.
  5. Notice of Decision 2023: ADS Essex Ltd [pdf]

    Decision notices

    Published: 14/11/2023

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  6. PSD Add Agent Form [docx]

    Forms

    Published: 14/11/2023

    This form is for Payment Institutions to notify the FCA of a new UK agent
  7. Notice of Decision 2023: Ivan John Barker (trading as Goodwin Park) [pdf]

    Decision notices

    Published: 14/11/2023

    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.
  8. CP23/21: Consumer Credit Product Sales Data Reporting - Sales Data Flow Diagram [pdf]

    Consultation papers

    Published: 14/11/2023

    CP23/21: Consumer Credit Product Sales Data Reporting - Sales Data Flow Diagram.
  9. CP23/21: Consumer Credit Product Sales Data Reporting - Performance Data Flow Diagram [pdf]

    Consultation papers

    Published: 14/11/2023

    CP23/21: Consumer Credit Product Sales Data Reporting - Performance Data Flow Diagram.
  10. CP23/21: Consumer Credit Product Sales Data Reporting - Backbook Data Flow Diagram [pdf]

    Consultation papers

    Published: 14/11/2023

    CP23/21: Consumer Credit Product Sales Data Reporting - Backbook Data Flow Diagram.
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