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Notice of Decision 2023: Ivan John Barker (trading as Goodwin Park) [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
CP23/21: Consumer Credit Product Sales Data Reporting - Sales Data Flow Diagram [pdf]
CP23/21: Consumer Credit Product Sales Data Reporting - Sales Data Flow Diagram. -
CP23/21: Consumer Credit Product Sales Data Reporting - Performance Data Flow Diagram [pdf]
CP23/21: Consumer Credit Product Sales Data Reporting - Performance Data Flow Diagram. -
CP23/21: Consumer Credit Product Sales Data Reporting - Backbook Data Flow Diagram [pdf]
CP23/21: Consumer Credit Product Sales Data Reporting - Backbook Data Flow Diagram. -
Final Notice 2023: Mark Anthony Jensen [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Notice of Decision 2023: AP Paper Supplies Limited [pdf]
This Notice of Decision (AP Paper Supplies Limited) refers to a failure to carry on regulated activity. We imposed a cancellation. -
IRHPs: Detailed Grounds of Defence [pdf]
Independent review into the supervisory intervention on Interest Rate Hedging Products: Detailed Grounds of Defence. -
Register Data TechSprint
In May 2023, the FCA hosted its TechSprint working with industry participants to better understand how its register data can be structured or utilised to help consumers make more informed financial decisions. -
FCA Board Minutes: 28 September 2023 [pdf]
Minutes of the FCA Board meeting held on 28 September 2023. -
Notice of Decision 2023: MKL Finance Ltd [pdf]
This Notice of Decision (MKL Finance Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.