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Information on mutual societies accounts - November 2023
FCA provides information on mutual society. -
DP23/4: Regulating cryptoassets Phase 1: Stablecoins
We want your feedback to help us develop our approach to regulating fiat-backed stablecoins. -
Information on FCA warnings issued to crypto-asset firms - November 2023
FCA provides information on FCA warnings issued to crypto-asset firms. -
Final Notice 2023: Geoffrey Edward Armin [pdf]
This Final Notice refers to breaches of Statements of Principle 2 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £200,000 is being made to -
Notice of Decision 2023: Peach Code Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Transcript: Diversity and inclusion in the financial sector – working together to drive change On-Demand [pdf]
A discussion on our proposals on how to achieve a more diverse and inclusive financial services industry. -
Notice of Decision 2023: Pearce & Sons (Melton) Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
Information on BSPS redress scheme - November 2023
Information on BSPS redress scheme. -
FG23/3: Finalised non-handbook guidance on Cryptoasset Financial Promotions [pdf]
Following a change in legislation, cryptoassets promotions targeting UK consumers now fall within our remit. We have introduced rules that are designed to give people a better understanding of what they are investing in, and the risks involved.