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Notice of Decision 2023: Pearce & Sons (Melton) Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
Information on BSPS redress scheme - November 2023
Information on BSPS redress scheme. -
FG23/3: Finalised non-handbook guidance on Cryptoasset Financial Promotions [pdf]
Following a change in legislation, cryptoassets promotions targeting UK consumers now fall within our remit. We have introduced rules that are designed to give people a better understanding of what they are investing in, and the risks involved. -
Final Notice 2023: Almond and Chestnut Limited [pdf]
This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Information on new consumer duty - November 2023
FCA provides information on new consumer duty. -
FG23/3: Finalised non-handbook Guidance on cryptoasset financial promotions
The Guidance will help firms deliver fair, clear, and not misleading marketing of cryptoassets to UK consumers. -
Information on payment on total outstanding mortgage - November 2023
FCA provides information on payment on total outstanding mortgage. -
Notice of Decision 2023: SMG Performance Cars Limited (SMG) [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Pre-paid funeral plan providers: fair value assessment [xlsx]
Use this tool kit to determine whether your firm can satisfy, and continue to satisfy, the FCA's threshold conditions.