Publications
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Showing 4741 to 4750 of 18809 search results.
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SFTR Incoming Messages V1.0 [zip]
The FCA publishes SFTR imcoming messages. -
UK SFTR Validation rules [xlsx]
The FCA publishes SFTR validation rules. -
Notice of Decision 2023: Malcolm Lockyer [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on principal firms - October 2023
FCA provides information on principal firms. -
Information on bank branch closures in Brixton, London since 2000-2023 - October 2023
FCA provides information on Bank branch closures in Brixton London since 2000-2023. -
Aggregate complaints data to 2023 H1 [xlsx]
Aggregate sector wide firm complaints data for 2023 H1. Including opened, closed, upheld, speed of closure and redress. -
The deterrence effects of the Financial Conduct Authority's authorisations activities [pdf]
External research report commissioned by the economics department which estimates the degree to which authorisations deters harmful firms from entering the markets that we regulate. -
Firm level complaints data 2023 H1 [xlsx]
Firm level complaints data 2023 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
FCA response to Complaints Commissioner's Report FCA ref: 208125268 [pdf]
The FCA’s response to Complaints Commissioner's Report FCA ref: 208125268. -
Aggregate complaints data: 2023 H1
This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2023, between between 1 January to 30 June 2023. This includes the latest trends and analysis by product group.