Publications
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The deterrence effects of the Financial Conduct Authority's authorisations activities [pdf]
External research report commissioned by the economics department which estimates the degree to which authorisations deters harmful firms from entering the markets that we regulate. -
Firm level complaints data 2023 H1 [xlsx]
Firm level complaints data 2023 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
FCA response to Complaints Commissioner's Report FCA ref: 208125268 [pdf]
The FCA’s response to Complaints Commissioner's Report FCA ref: 208125268. -
Aggregate complaints data: 2023 H1
This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2023, between between 1 January to 30 June 2023. This includes the latest trends and analysis by product group. -
Information on fixed rate mortgages - October 2023
FCA provides information on information on Fixed Rate Mortgages October 2023. -
Proceeds of fraud - Detecting and preventing money mules
We share the key findings from our review of payment account providers’ systems and controls against money mule activity. -
Notice of Decision 2023: Raymond Supplies Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We therefore imposed a cancellation. -
Notice of Decision 2023: 1st Green Deal Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Number of skilled persons reports commissioned in Q2 2023/24 (July – September 2023) [pdf]
Number of skilled persons reports commissioned in Q2 2023/24. -
Number of skilled persons reports commissioned in Q1 2023/24 (April – June 2023) [pdf]
Number of skilled persons reports commissioned in Q1 2023/24.