Publications

Showing 4901 to 4910 of 18809 search results.

4901. Decision Notice 2023: Toni Fox [pdf]

      Decision notices

      Published: 01/09/2023

      This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.

4902. CP23/18: Quarterly Consultation Paper No. 41 [pdf]

      Consultation papers

      Published: 01/09/2023

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

4903. Decision Notice 2023: David Brian Price [pdf]

      Decision notices

      Published: 01/09/2023

      This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed

4904. CP23/18: Quarterly Consultation Paper No. 41

      Consultation papers

      Published: 01/09/2023

      Last modified: 01/09/2023

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

4905. MS23/1.3: Market Investigation Reference Notice [pdf]

      Market studies

      Published: 31/08/2023

      Market Investigation Reference Notice published alongside the latest Wholesale Data Market Study Notice Update Report.

4906. MS23/1.4: Wholesale Data Market Study Notice Update Report [pdf]

      Market studies

      Published: 31/08/2023

      Our update on the Wholesale Data Market Study Report.

4907. Notice of Decision 2023: Albany Financial Consultants ltd [pdf]

      Decision notices

      Published: 31/08/2023

      The FCA publishes a Notice of Decision referring to a failure to carry on regulated activities. We imposed a cancellation.

4908. Information on enforcement cases - August 2023

      FOI releases

      Published: 30/08/2023

      Last modified: 01/01/2025

      FCA provides information on enforcement cases.

4909. Notice of Decision 2023: BCP Caravans Ltd [pdf]

      Decision notices

      Published: 30/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4910. Final Notice 2023: MC Motor Sales Ltd [pdf]

      Final notices

      Published: 30/08/2023

      This final notice refers to a failure to satisfy threshold conditions (COND). We refused the firm’s application for authorisation.