Publications

Showing 4901 to 4910 of 18806 search results.

4901. Notice of Decision 2023: Albany Financial Consultants ltd [pdf]

      Decision notices

      Published: 31/08/2023

      The FCA publishes a Notice of Decision referring to a failure to carry on regulated activities. We imposed a cancellation.

4902. Information on enforcement cases - August 2023

      FOI releases

      Published: 30/08/2023

      Last modified: 01/01/2025

      FCA provides information on enforcement cases.

4903. Notice of Decision 2023: BCP Caravans Ltd [pdf]

      Decision notices

      Published: 30/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4904. Final Notice 2023: MC Motor Sales Ltd [pdf]

      Final notices

      Published: 30/08/2023

      This final notice refers to a failure to satisfy threshold conditions (COND). We refused the firm’s application for authorisation.

4905. Notice of Decision 2023: Lenken Limited [pdf]

      Decision notices

      Published: 29/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4906. Inside FCA podcast interview financial crime with Emad A [mp3]

      Published: 29/08/2023

4907. Variation of FCA transitional direction for the derivatives trading obligation [pdf]

      Handbook

      Published: 29/08/2023

      Variation of FCA transitional direction for the derivatives trading obligation.

4908. Revocation of FCA transitional direction for the share trading obligation [pdf]

      Handbook

      Published: 29/08/2023

      Revocation of FCA transitional direction for the share trading obligation.

4909. Explanatory note: Direction to vary FCA Transitional Direction for the Derivatives Trading Obligation [pdf]

      Handbook

      Published: 29/08/2023

      Note on direction to vary FCA Transitional Direction for the Derivatives Trading Obligation.

4910. Explanatory note on FCA revocation of FCA direction on the Share Trading Obligation [pdf]

      Handbook

      Published: 29/08/2023

      Note on the FCA direction to revoke FCA Transitional Direction for the Share Trading Obligation.