Publications
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Annex to Rule Review Framework [pdf]
The FCA’s approach to impact evaluations. -
FCA letter to Financial Ombudsman Service on the Government's Mortgage Charter [pdf]
Letter regarding the Mortgage Charter and temporary regulatory forbearance on MCOB 7.6.28R. -
Information on whistleblowing reports - July 2023
FCA provides information on whistleblowing reports. -
Financial Ombudsman Service's response to FCA on the Mortgage Charter [pdf]
Financial Ombudsman Service's response to FCA on the Mortgage Charter. -
Secondary international competitiveness and growth objective statement [pdf]
The FCA’s statement introducing our new secondary international competitiveness and growth objective. -
Final Notice 2023: Bastion Capital London Limited [pdf]
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty. -
The public offer platform - Engagement Paper 5 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime. -
Primary multilateral trading facilities - Engagement Paper 6 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime. -
The public offer platform - Engagement Paper 5
We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime. -
The Financial Conduct Authority's Response to the Complaints Commissioner's Annual Report 2022/23 [pdf]
FCA's response to the Complaints Commissioner's Annual Report 2022/23.