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Cynllun Iaith Gymraeg yr Awdurdod Ymddydiad Ariannol Chwefror 2023 [pdf]
Paratowyd yn unol â Deddf yr Iaith Gymraeg 1993 -
FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services
We are asking for views on the potential benefits and harms from Big Tech firms’ entry and expansion into retail financial services sectors -
Notice of Decision 2023: Lemar Associates Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Investment pathways: Post-implementation review
Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes. -
Notice of Decision 2023: Puro Financing Limited [pdf]
Conduct: Failing to carry on regulated activities Breaches: N/A Subject: Firm Outcome: Cancellation Section: Consumer Credit -
FSCS Levy Calculation Notes 2023/24 Final Rates [pdf]
Financial Services Compensation Scheme Levy Calculation Notes 2023/24. -
Information on aggregate funds held in safeguarded accounts - July 2023
FCA provides information on aggregate funds held in safeguarded accounts. -
Notice of Decision 2023: Tradesneeds [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2023: West Buy Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation. -
Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.