Publications

Showing 5121 to 5130 of 18806 search results.

5121. Final Notice 2023: West Buy Limited [pdf]

      Final notices

      Published: 07/07/2023

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

5122. Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]

      Decision notices

      Published: 07/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5123. Notice of Decision 2023: Station Road Cars Limited [pdf]

      Decision notices

      Published: 07/07/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

5124. FCA’s response to the Complaints Commissioner’s Report – FCA ref: 208760224 [pdf]

      Corporate documents

      Published: 06/07/2023

      We have considered the Final Report of the Complaints Commissioner on complaint 202201753.

5125. FCA Board Minutes: 25 May 2023 [pdf]

      Meeting minutes

      Published: 06/07/2023

      Minutes of the FCA Board meeting held on 25 May 2023.

5126. Dear CEO letter: Liquidity Management Multi-Firm Review [pdf]

      Dear CEO letters

      Published: 06/07/2023

      A Dear CEO Letter to inform the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

5127. Liquidity Management multi-firm review

      Multi-firm reviews

      Published: 06/07/2023

      Last modified: 06/07/2023

      Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

5128. PS23/11: Guidance on the trading venue perimeter [pdf]

      Policy statements

      Published: 05/07/2023

      We are issuing new guidance on the trading venue perimeter to make sure that firms have greater certainty about their regulatory status and help promote a level playing field, which supports competition and market integrity.

5129. CP23/15: The Framework for a UK Consolidated Tape [pdf]

      Consultation papers

      Published: 05/07/2023

      CP23/15: The Framework for a UK Consolidated Tape.

5130. Procuring a consolidated tape provider: A report for the FCA - June 2023 [pdf]

      Corporate documents

      Published: 05/07/2023

      Procuring a consolidated tape provider: A report for the FCA - June 2023.