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Information on section 166 reviews - May 2023
FCA provides information on Section 166 reviews -May 2023. -
Dear CEO letter: British Steel Pension Scheme - concerns about third party actuarial providers [pdf]
Since the FCA announced their decision to implement a redress scheme for former British Steel Pension Scheme (BSPS) members, they have become increasingly concerned by some financial advisory firms conducting redress calculations before the scheme -
Final Notice 2023: Richard John Hamilton (Trading as Hamilton Motors and Richard H Hamilton Car Sales) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation -
Information on number of people who took out 2, 5, and 10 year fixes in each of the last 6 years - May 2023
FCA provides information number of people who took out 2, 5, and 10 year fixes in each of the last 6 years - May 2023 -
Warning Notice Statement 23/5 [pdf]
The FCA gave 3 individuals warning notices on 17 February 2023 proposing to take action in respect of the conduct summarised in this statement. -
Information on mortgage prisoners May 2023
FCA provides information on mortgage prisoners. -
Non-equity securities - Engagement Paper 4 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime. -
Admission to trading on a regulated market - Engagement Paper 1 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime. -
Protected forward-looking statements - Engagement Paper 3 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime. -
Further issuances of equity on regulated markets - Engagement Paper 2 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.