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  1. Non-equity securities - Engagement Paper 4 [pdf]

    Calls for input

    Published: 18/05/2023

    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

  2. Admission to trading on a regulated market - Engagement Paper 1 [pdf]

    Calls for input

    Published: 18/05/2023

    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

  3. Protected forward-looking statements - Engagement Paper 3 [pdf]

    Calls for input

    Published: 18/05/2023

    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

  4. Further issuances of equity on regulated markets - Engagement Paper 2 [pdf]

    Calls for input

    Published: 18/05/2023

    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

  5. Non-equity securities – Engagement Paper 4

    Calls for input

    Published: 18/05/2023

    Last modified: 12/12/2023

    In this Engagement Paper we ask for your feedback on how we may improve the regime for non-equity securities under the new public offers and admission to trading regime.

  6. Admission to trading on a regulated market – Engagement Paper 1

    Calls for input

    Published: 18/05/2023

    Last modified: 12/12/2023

    We are asking for views on how we should approach setting requirements for issuers seeking to have securities admitted to trading on regulated markets under the new public offers and admissions to trading regime.

  7. Protected forward-looking statements – Engagement Paper 3

    Calls for input

    Published: 18/05/2023

    Last modified: 12/12/2023

    This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime.

  8. Further issuances of equity on regulated markets – Engagement Paper 2

    Calls for input

    Published: 18/05/2023

    Last modified: 12/12/2023

    We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime.

  9. Final Notice 2023: Zereen Money Limited [pdf]

    Final notices

    Published: 17/05/2023

    This final notice refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  10. High Court order: Samuel Anthony Exall and Synergy Land Group Limited [pdf]

    Corporate documents

    Published: 17/05/2023

    High Court order: Samuel Anthony Exall and Synergy Land Group Limited
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