Publications
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Showing 5291 to 5300 of 18809 search results.
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PS23/4: Improving Equity Secondary Markets [pdf]
The proposals aim to enhance execution quality for investors by lowering the cost of trading, reducing market impact and ultimately increasing liquidity. -
CP23/10: Primary Markets Effectiveness Review: Feedback to DP22/2 and proposed equity listing rule reforms [pdf]
We’re consulting on proposals to replace standard and premium listing share categories with a single listing category for commercial company issuers of equity shares. -
Warning Notice Statement 23/4 [pdf]
The notice concerns the conduct of an individual who worked as a financial adviser whilst an approved person at a small financial advice firm. -
PS23/4: Improving equity secondary markets
The FCA sets out the final policy on changes to technical standards and summarise feedback to CP22/12. -
CP23/10: Primary Markets Effectiveness Review – Feedback to DP22/2 and proposed equity listing rule reforms
We want your views on proposed rule changes to create a single listing category for shares in commercial companies. We also summarise feedback to our May 2022 Discussion Paper on the UK listing regime. -
Information on dawn raids over last 4 years- May 2023
FCA provides information on dawn raids. -
Information independent / restricted financial advisor firms - May 2023
FCA provides information on Information Independent / Restricted Financial Advisor firms-May 2023. -
PS23/3: Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules [pdf]
PS23/3: Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules. -
CP23/9: Changing the scope of the baseline financial resilience regulatory return (‘FIN073’) [pdf]
CP23/9: Changing the scope of the baseline financial resilience regulatory return (‘FIN073’). -
Information on reported cyberattacks - May 2023
FCA provides information on reported cyberattacks May 2023.