Publications
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CP23/9 – Changing the scope of the baseline financial resilience regulatory return
We’re consulting on changes to the scope of firms that provide us with baseline financial resilience data to include all full permission consumer credit firms. -
PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules
We set out the final rules for a new financial resilience regulatory return for solo-regulated firms. -
Handbook Notice 109 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 27 April 2023. -
Final Notice 2023: Integrity Payment UK Ltd [pdf]
This final notice (Integrity Payment UK Ltd) refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. Therefore, we imposed a cancellation. -
Final Notice 2023: C2 Motor Group Ltd [pdf]
This Final Notice (C2 Motor Group Ltd) refers to a failure to satisfy the threshold conditions (COND) in the consumer credit sector. We refused the firm’s application for authorisation. -
OPBAS report: Progress and themes from our 2022/23 supervisory work [pdf]
The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) supervises the 22 Professional Body Supervisors (PBSs) in the accountancy and legal sectors. -
Aggregate complaints data to 2022 H2 [xlsx]
Aggregate sector wide firm complaints data for 2022 H2. Including opened, closed, upheld, speed of closure and redress. -
Firm level complaints data 2022 H2 [xlsx]
Firm level complaints data 2022 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Aggregate complaints data: 2022 H2
This page focuses on complaints that financial services firms reported to the FCA during the second half (H2) of 2022, between between 1 July and 31 December 2022. This includes the latest trends and analysis by product group. -
Market Watch 73
In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.