Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Clear all filters

Showing 5581 to 5590 of 18811 search results.

  1. Finalised Guidance 23/1: OPBAS Sourcebook update summary [pdf]

    Finalised guidance

    Published: 10/01/2023

    The FCA sets out feedback guidance in this summary from consultation on the OPBAS source.

  2. Final Notice 2023: Guaranty Trust Bank (UK) Limited [pdf]

    Final notices

    Published: 10/01/2023

    This Final Notice (Guaranty Trust Bank (UK) Limited) refers to breaches of PRIN 3 related to the risk of financial crime in the wholesale banking sector. We imposed a financial penalty.

  3. Inside FCA Interview Ed Smith price and value low [mp3]

    Published: 06/01/2023

    Inside FCA Podcast interview Ed Smith price and value outcome low

  4. Inside FCA Podcast interview Ed Smith price and value outcome hi [mp3]

    Published: 06/01/2023

    Consumer Duty series podcast interview with Ed Smith high res

  5. Inside FCA interview transcript with Ed Smith [pdf]

    Transcripts

    Published: 06/01/2023

    Podcast Interview transcript Ed Smith Consumer Duty price and value outcome

  6. FCA Board Minutes: 24 November 2022 [pdf]

    Meeting minutes

    Published: 05/01/2023

    Minutes of the FCA Board meeting held on 24 November 2022

  7. Information on whistleblower reports - January 2023

    FOI releases

    Published: 05/01/2023

    Last modified: 31/12/2024

    FCA provides information on whistleblower reports.

  8. Portfolio Letter: Claims Management Companies (CMCs) 2023 [pdf]

    Portfolio letters

    Published: 05/01/2023

    The FCA publishes a portfolio letter that includes the consumer duty, and an updated view of risks that CMC's pose to consumers.

  9. Information on lifetime mortgages - January 2023

    FOI releases

    Published: 04/01/2023

    Last modified: 31/12/2024

    FCA provides information on lifetime mortgages.

  10. CRAs application for certification (form) [docx]

    Forms

    Published: 29/12/2022

    Last modified: 29/12/2022

    Application for certification form for credit rating agencies (CRAs).
Did you find what you were looking for?