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Information on lifetime mortgages - January 2023
FCA provides information on lifetime mortgages. -
CRAs application for certification (form) [docx]
Application for certification form for credit rating agencies (CRAs). -
CRAs application for registration (notes) [docx]
Application for registration notes for credit rating agencies (CRAs). -
Final Notice 2022: Eternal Peace Funeral Plans [pdf]
This final notice (Eternal Peace Funeral Plans Ltd) refers to a failure to satisfy threshold conditions (COND) in relation to a firm within the Funeral Plans sector. We refused the firm’s application for authorisation. -
Cynllun iawndal i ddefnyddwyr ar gyfer cyngor anaddas i drosglwyddo allan o Gynllun Pensiwn British Steel [pdf]
Mae’r datganiad polisi hwn yn nodi rheolau terfynol ar gyfer cynllun iawndal i gyn-aelodau Cynllun Pensiwn British Steel (BSPS) a drosglwyddodd allan ohono ar ôl cael cyngor anaddas i wneud hynny. -
Final Notice 2022: Lyonnaise De Banque [pdf]
This final notice (Lyonnaise De Banque) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation. -
FCA Enterprise Act Annual Report 2021/22 [pdf]
FCA Enterprise Act Annual Report 2021/22 -
RPC-FCA-5228: Funeral plans regulation [pdf]
RPC-FCA-5228: Funeral plans regulation. -
First Supervisory Notice 2022: Pello Capital Limited [pdf]
This First Supervisory Notice refers to breaches of Prin 3, 4 and 11 related to failing demonstrate that Pello Capital Limited has adequate and appropriate systems and controls to effectively manage risks. Failing to maintain adequate financial -
Enhancing climate-related disclosures by standard listed companies [pdf]
Enhancing climate-related disclosures by standard listed companies.