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Portfolio letter: Data Reporting Services Providers (DRSPs) [pdf]
This letter outlines our view of the key risks of harm in the DRSP portfolio and communicates what we expect DRSPs to do to minimise potential risks to consumers and market integrity from failures to meet regulatory requirements. -
Information on Requirements Notices on Defined Benefit Transfers - May 2022
The FCA provides information on Requirements Notice on Defined Benefit Transfers. -
Information on the proposed BSPS redress scheme (CP22/6) - May 2022
The FCA answers multiple questions regarding information relevant to the FCA's thematic and supervisory work in relation to DB pension transfers, specific to, but not limited to, the proposed BSPS redress scheme (CP22/6). -
Handbook Notice 99 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 16 May 2022 and 26 May 2022. -
Primary Market Bulletin 40
This edition of the FCA’s Primary Market Bulletin covers prospectus regulation. -
Primary Market Technical Note 637.1: Level of disclosure for securities subject to conversion or write-down powers [pdf]
Primary Market Technical Note 637.1: Level of disclosure for securities subject to conversion or write-down powers -
Primary Market Technical Note 619.2: Guidelines on disclosure requirements under the prospectus regulation and guidance on specialist insurers [pdf]
Primary Market Technical Note 619.1: Guidelines on disclosure requirements under the prospectus regulation and guidance on specialist insurers -
Primary Market Technical Note 602.4: Exemptions from the requirement to produce a prospectus [pdf]
Primary Market Technical Note 602.4: Exemptions from the requirement to produce a prospectus -
Primary Market Technical Note 636.1: Order of information in the prospectus [pdf]
Primary Market Technical Note 636.1: Order of information in the prospectus -
Primary Market Technical Note 321.2: Working capital statements and risk factors [pdf]
Primary Market Technical Note 321.2: Working capital statements and risk factors