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Primary Market Technical Note 321.2: Working capital statements and risk factors [pdf]
Primary Market Technical Note 321.2: Working capital statements and risk factors -
PRM advertisement regime - Primary Market/TN/604.3 [pdf]
PRM advertisement regime - Primary Market/TN/604.3 -
Prospectus content - financial information – Primary Markets/TN/627.3 [pdf]
Primary Market Technical Note 627.2: Prospectus content - financial information -
Documents available for inspection - Primary Market/TN/623.3 [pdf]
Primary Market Technical Note 623.2: Documents available for inspection -
Global Depository Receipts (GDRs) - Primary Market/TN/607.2 [pdf]
Primary Market Technical Note 607.1: Global depositary receipts (GDRs) -
Primary Market Technical Note: Supplementary prospectuses [pdf]
Primary Market Technical Note: Supplementary prospectuses -
MiFID Annex for VOP Application Notes [docx]
MiFID Annex for VOP Application Notes -
Information on the cost of the investigation into Collateral UK Ltd - May 2022
The FCA provides data on the cost of the investigation into Collateral UK Ltd. -
Information on collection of fines 2019 - 2021 - May 2022
The FCA provides data on fines issued between 2019 - 2021. -
Information on enforcement investigations into senior managers - May 2022
The FCA answers questions multiple questions on enforcement investigations into senior managers.