Publications

Showing 6701 to 6710 of 18817 search results.

6701. Climate Financial Risk Forum Guide 2021: Climate Risk Training [pdf]

      Corporate documents

      Published: 21/10/2021

      Delivering climate risk training across all levels is an essential to embed climate risk into risk management practices and to help achieve climate strategies. This document aims to offer practical advice on developing and implementing an effective

6702. Climate Financial Risk Forum Guide 2021 - Disclosures - Managing Legal Risk [pdf]

      Corporate documents

      Published: 21/10/2021

      This document covers management of legal risk in relation to climate-related reporting requirements, output of the Disclosures Working Group of the Climate Financial Risk Forum.

6703. Climate Financial Risk Forum 2021: Risk Management Use Cases [pdf]

      Corporate documents

      Published: 21/10/2021

      The document covers how to further develop risk appetite into the firm’s risk management processes, with guidance provided by industry. This document builds on the principles outlined in the CFRF RAS document, outlining how to develop and embed in

6704. FCA response: Practitioner Panel 2020/21 Annual Report [pdf]

      Correspondence

      Published: 20/10/2021

      Our response to key issues raised in the independent Practitioner Panel 2020/21 Annual Report

6705. FCA response: Markets Practitioner Panel 2020/21 Annual Report [pdf]

      Correspondence

      Published: 20/10/2021

      Our response to key issues raised in the Markets Practitioner Panel 2020/21 Annual Report

6706. FCA response: Small Business Practitioner Panel 2020/21 Annual Report [pdf]

      Correspondence

      Published: 20/10/2021

      Our response to key issues raised in the Small Business Practitioner Panel 2020/21 Annual Report

6707. FCA response: Financial Services Consumer Panel 2020/21 Annual Report [pdf]

      Correspondence

      Published: 20/10/2021

      Our response to key issues raised in the Financial Services Consumer Panel 2020/21 Annual Report

6708. Final Notice 2021: Credit Suisse International, Credit Suisse Securities (Europe) Ltd, and Credit Suisse AG [pdf]

      Final notices

      Published: 19/10/2021

      This Final Notice refers to breaches of Prin 2 and Prin 3 related to financial crime and anti-bribery and corruption failings in the investment banking sector. We imposed a financial penalty

6709. Information on mortgage sales - October 2021

      FOI releases

      Published: 19/10/2021

      Last modified: 25/10/2022

      FCA provides information on mortgage sales.

6710. InvestSmart launch partner toolkit 2021 [pdf]

      Published: 19/10/2021

      A toolkit for partners to use when promoting our InvestSmart campaign.