Publications
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Final Notice 2021: Credit Suisse International, Credit Suisse Securities (Europe) Ltd, and Credit Suisse AG [pdf]
This Final Notice refers to breaches of Prin 2 and Prin 3 related to financial crime and anti-bribery and corruption failings in the investment banking sector. We imposed a financial penalty -
Information on mortgage sales - October 2021
FCA provides information on mortgage sales. -
InvestSmart launch partner toolkit 2021 [pdf]
A toolkit for partners to use when promoting our InvestSmart campaign. -
David Scott allowances and expenses: April 2021 - March 2022 [pdf]
Summary of allowances and expenses claimed by David Scott, including hospitality given outside the FCA. -
Nausicaa Delfas allowances and expenses: April 2021 - March 2022 [pdf]
Summary of allowances and expenses claimed by Nausicaa Delfas, including hospitality given outside the FCA. -
InvestSmart Launch Social Media Pack 2021 [zip]
A pack containing social media assets with copy, for partners to use to support the campaign. -
Information on Peer-Peer companies - October 2021
The FCA responds to questions on Peer-Peer companies. -
Informed position letters for clients of insolvent firms [pdf]
Template of letter explaining to customers that they may be entitled to redress, setting out their options and outlining how they can make a claim to the Financial Services Compensation Scheme. -
Final Notice 2021: Omar Hussein [pdf]
This Final Notice refers to breaches of APER 1 and 7 related to failing to act with integrity and failing to demonstrate that suitable advice was given in the pensions sector. We imposed a financial penalty, withdrawal and prohibition. -
PS21/13: LIBOR transition and the derivatives trading obligations [pdf]
This Policy Statement sets out our finalised amendments consulted in CP21/22