Publications
Search results
Showing 6811 to 6820 of 18813 search results.
-
Portfolio strategy letter: investment-based crowdfunding [pdf]
Portfolio strategy letter: investment-based crowdfunding. -
Information on instances where the FCA has used relief powers - August 2021
The FCA provides information on scenarios where relief powers under the FCA Handbook, FEES 2.3.1, were engaged. -
Final Notice 2021: EMGLegal Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2021: Prestige First Ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Information on the number of businesses with cancelled permissions - August 2021
The FCA provides information on the number of businesses that had their permission cancelled by the FCA as at 31 December for each calendar year. -
PS21/11: General insurance pricing practices - amendments
In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules. -
Information on redress awarded under restitution orders - August 2021
The FCA provides information on the amount of redress awarded under restitution orders as a result of the FCA's work on scams. -
Information on how many new financial advice firms were authorised - August 2021
The FCA provides information on the number of new financial firms authorised between 16 March 2019 - 15 March 2020, and 16 March 2020 - 15 March 2021. -
Transcript: FCA Markets Conference 2013 [pdf]
Read the transcript of the interviews at the FCA's first Markets Conference in 2013 with Chief Executive Martin Wheatley and Director of Markets, David Lawton. -
Portfolio letter: Mortgage Third Party Administrators [pdf]
Portfolio letter: Mortgage third party administrators.