Publications
Search results
Showing 6811 to 6820 of 18811 search results.
-
Final Notice 2021: Prestige First Ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Information on the number of businesses with cancelled permissions - August 2021
The FCA provides information on the number of businesses that had their permission cancelled by the FCA as at 31 December for each calendar year. -
PS21/11: General insurance pricing practices - amendments
In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules. -
Information on redress awarded under restitution orders - August 2021
The FCA provides information on the amount of redress awarded under restitution orders as a result of the FCA's work on scams. -
Information on how many new financial advice firms were authorised - August 2021
The FCA provides information on the number of new financial firms authorised between 16 March 2019 - 15 March 2020, and 16 March 2020 - 15 March 2021. -
Transcript: FCA Markets Conference 2013 [pdf]
Read the transcript of the interviews at the FCA's first Markets Conference in 2013 with Chief Executive Martin Wheatley and Director of Markets, David Lawton. -
Portfolio letter: Mortgage Third Party Administrators [pdf]
Portfolio letter: Mortgage third party administrators. -
Portfolio letter: Outsourcing to third party mortgage administrators [pdf]
Portfolio letter: Outsourcing to third party mortgage administrators. -
Decision Notice 2021: Geoffrey Edward Armin [pdf]
This decision notice (Geoffrey Edward Armin) refers to breaches of APER 2, APER 7, FIT and COBS related to failing to demonstrate that suitable advice was given in the investment adviser and pensions sector. Our view is that a financial penalty and -
Information on Covid whistleblowing reports for 2020/21 - August 2021
The FCA provides information on the covid-specific whistleblower allegations referred to in the FCA's annual report for 2020/21.