Publications
Search results
Showing 6921 to 6930 of 18813 search results.
-
Final Notice 2021: Transfer Gurus Ltd [pdf]
This final notice (Transfer Gurus Ltd) refers to a failure to demonstrate a willingness to comply with regulatory obligations, and to deal with the Authority in an open and co-operative way in the payment services sector. In order to protect the -
Connect Beta & Track My Application – An Overview [pdf]
FCA guide and overview to Connect Beta and Track my Application. -
FCA letter to the Insolvency Service on debt packager firms [pdf]
FCA letter to the Insolvency Service on debt packager firms -
Insolvency Service letter on debt packager firms [pdf]
Insolvency Service's response to debt packager firms. -
Final Notice 2021: Safe Claims Limited [pdf]
This final notice (Safe Claims Limited) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Finalised Guidance on the fair treatment of vulnerable customers - FAQs [pdf]
Our Guidance provides clarity on what firms should do to -
Dear chair letter: Authorised ESG and sustainable investment funds: improving quality and clarity [pdf]
Letter to chairs of authorised fund managers setting out expectations on the design, delivery and disclosure of ESG and sustainable investment funds -
Data on Whistleblowing cases received by the FCA since 2019 - July 2021
The FCA provides data on the number of whistleblowing cases about firms or advisers, that have been received by us since 2019. -
Guidance on NPPR Connect notifications [docx]
Guidance on NPPR Connect notifications. -
Our pay gap data 2021
Our pay gap data for 2021, including gender, disability and ethnicity.