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Information on firms with investment management permissions - November 2020
FCA provides information on firms with investment management permissions. -
Final Notice 2020: Leigh Osborne (trading as Snap-on, Snap-on Diagnostics, Snap-on Tools) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Warning Notice Statement 20/2 [pdf]
On 18 September 2020, the Financial Conduct Authority (the FCA) gave Carillion plc (in liquidation since 15 January 2018) and certain previous executive directors of Carillion a warning notice each, proposing to take action in respect of the conduct -
Final Notice 2020: Aqua Specialist Environmental Services Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: C & C Car Sales Buckingham Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Information on crypto-asset registration - November 2020
FCA provides information on crypto-asset registration. -
Video transcript: EmployAbility support with internship and graduate programmes [pdf]
Video transcript on EmployAbility support with internship and graduate programmes. -
Final Notice 2020: Fuse Assurance Solutions Limited [pdf]
The firm (Fuse Assurance Solutions Limitied) was issued a Final Notice and was revoked on 11 November 2020. -
FCA response to IFRS Foundation consultation on sustainability reporting [pdf]
FCA response to IFRS Foundation consultation on sustainability reporting -
Final Notice 2020: Palace of Royals Furniture (Mr Ali Benomran trading as) [pdf]
This final notice (Palace of Royals Furniture (Mr Ali Benomran trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We