Publications

Showing 7971 to 7980 of 18816 search results.

7971. Information on firms with investment management permissions - November 2020

      FOI releases

      Published: 16/11/2020

      Last modified: 25/10/2022

      FCA provides information on firms with investment management permissions.

7972. Final Notice 2020: Leigh Osborne (trading as Snap-on, Snap-on Diagnostics, Snap-on Tools) [pdf]

      Final notices

      Published: 13/11/2020

      Last modified: 13/11/2020

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

7973. Warning Notice Statement 20/2 [pdf]

      Warning notices

      Published: 13/11/2020

      Last modified: 13/11/2020

      On 18 September 2020, the Financial Conduct Authority (the FCA) gave Carillion plc (in liquidation since 15 January 2018) and certain previous executive directors of Carillion a warning notice each, proposing to take action in respect of the conduct

7974. Final Notice 2020: Aqua Specialist Environmental Services Ltd [pdf]

      Final notices

      Published: 13/11/2020

      Last modified: 13/11/2020

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

7975. Final Notice 2020: C & C Car Sales Buckingham Ltd [pdf]

      Final notices

      Published: 13/11/2020

      Last modified: 13/11/2020

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

7976. Information on crypto-asset registration - November 2020

      FOI releases

      Published: 13/11/2020

      Last modified: 25/10/2022

      FCA provides information on crypto-asset registration.

7977. Video transcript: EmployAbility support with internship and graduate programmes [pdf]

      Transcripts

      Published: 12/11/2020

      Last modified: 12/11/2020

      Video transcript on EmployAbility support with internship and graduate programmes.

7978. Final Notice 2020: Fuse Assurance Solutions Limited [pdf]

      Final notices

      Published: 12/11/2020

      Last modified: 12/11/2020

      The firm (Fuse Assurance Solutions Limitied) was issued a Final Notice and was revoked on 11 November 2020.

7979. FCA response to IFRS Foundation consultation on sustainability reporting [pdf]

      Corporate documents

      Published: 12/11/2020

      Last modified: 12/11/2020

      FCA response to IFRS Foundation consultation on sustainability reporting

7980. Final Notice 2020: Palace of Royals Furniture (Mr Ali Benomran trading as) [pdf]

      Final notices

      Published: 12/11/2020

      Last modified: 12/11/2020

      This final notice (Palace of Royals Furniture (Mr Ali Benomran trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We