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Statistics provided on EMIR Breach Notifications and MiFIR Transaction Reporting - August 2020
FCA Provides statistics on EMIR Breach Notifications and MiFIR Transaction reporting from Jan 2018 to May 2020. -
Information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation - August 2020
The FCA holds information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation -
Information on the number of firms that have been responsible for sending notifications from firms regarding EMIR Art 9 - August 2020
The FCA holds information on the number of firms that have been responsible for sending the 400 notifications from firms regarding EMIR Art 9. -
Legal Notice: Richard David Baldwin [pdf]
Notice given that on 4 September 2020 Southwark Crown Court will hear the application of the Financial Conduct Authority for a criminal confiscation order against Richard David Baldwin under the Proceeds of Crime Act 2002. -
Statistics provided on new enforcement Investigations - August 2020
The FCA provides statistics on new enforcement Investigations opened and the reason for the investigation. -
Information on enforcement investigations opened and closed by the FCA - August 2020
The FCA holds information on the number of new enforcement investigations opened and closed by the FCA -
Statistics on data breaches reported by retail banks and payments - August 2020
FCA provides statistics on data breaches reported by retail banks and payments to the us. -
Information on data breaches reported by retail banks and payments to the FCA - August 2020
The FCA holds information on notifications of data breaches reported by retail banks and payments to the FCA. -
Dear CEO letter: increased client money balances since coronavirus (Covid-19) [pdf]
Dear CEO letter on increased client money balances since the coronavirus (Covid-19) pandemic. -
FS20/13: Coronavirus and customers in temporary financial difficulty: feedback on draft updated guidance for insurance and premium finance firms [pdf]
We summarise the feedback we received on our proposed measures for insurance and premium finance firms.