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Final notice 2020: NPS Commercials Ltd [pdf]
This final notice (NPS Commercials Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final notice 2020: James Creed & Acsar Shazadi & Anzelika Lazdovskaja Ltd [pdf]
This final notice (James Creed & Acsar Shazadi & Anzelika Lazdovskaja Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Mutual societies registration function: 2019-20
The Mutual Societies Order 2013 (exercising powers in the Financial Services Act 2012) requires us to have ongoing arrangements to determine whether mutual societies are complying with the relevant legislation. -
Market Watch issue 63: market conduct and discipline in context of coronavirus [pdf]
This edition of Market Watch provides important information to market conduct and discipline in context of coronavirus. -
Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update
This edition of the FCA’s Primary Market Bulletin covers financial reporting, going concern assessments and shareholder engagement. -
Transcript: PSD2 Navigator explainer [pdf]
Transcript of short video detailing how to find out how you can benefit from using the PSD2 Navigator. -
Information on investment firm transaction reporting since January 2020 - May 2020
FCA provides information on investment firm transaction reporting since January 2020. -
Handbook Notice 77 [pdf]
This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 13 May and 21 May 2020. Additionally, this Notice contains -
Mortgages and coronavirus: updated draft guidance for firms
FCA proposes updated draft guidance for firms on mortgages, debt advice and coronavirus -
Draft information for consumers: dealing with financial difficulties during coronavirus
FCA proposes draft information for consumers on dealing with financial difficulties during coronavirus