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Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update
This edition of the FCA’s Primary Market Bulletin covers financial reporting, going concern assessments and shareholder engagement. -
Transcript: PSD2 Navigator explainer [pdf]
Transcript of short video detailing how to find out how you can benefit from using the PSD2 Navigator. -
Information on investment firm transaction reporting since January 2020 - May 2020
FCA provides information on investment firm transaction reporting since January 2020. -
Handbook Notice 77 [pdf]
This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 13 May and 21 May 2020. Additionally, this Notice contains -
Mortgages and coronavirus: updated draft guidance for firms
FCA proposes updated draft guidance for firms on mortgages, debt advice and coronavirus -
Draft information for consumers: dealing with financial difficulties during coronavirus
FCA proposes draft information for consumers on dealing with financial difficulties during coronavirus -
Coronavirus and safeguarding customers' funds – Annex 1: safeguarding bank / custodian acknowledgement letter [pdf]
Proposed acknowledgement letter for safeguarding banks and custodians -
Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms
Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic -
Information on the number of individuals who currently come under the Senior Managers Regime - May 2020
FCA provides information on the number of individuals who currently come under the Senior Managers Regime. -
Final Notice 2020: Nicholas Anderton [pdf]
This final notice (Nicholas Anderton) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.